QHR Recruitment

Finance(Securities)

General Affairs/HR

Bangkok(near BTS/MRT)

THB 40,000 (Total Package)

-

Monday - Friday, 09.00 - 18.00 hrs.

• Standard paid annual leave (after 3 months probation)
• Sick leave (after 3 months probation)

-

BTS Chit Lom

COMPLIANCE:
• Day-to-day handling of compliance matters for our group of companies
• Assist in preparing for and responding to routine reviews and update requests
• Maintain corporate and compliance review schedule including follow-up of all items required by regulators for legal or audit purposes
• Assist to prepare, review and update compliance policies and procedures
• Maintain all corporate and compliance-related records and files
• Assist in scheduling cross-border appointments, Investment Committee meetings, board meetings, video conferences and special events
• Monitor and assist in updating all compliance policies and manuals
• Conduct or support compliance risk assessments - working with internal functions and management to help identify, and assess compliance risks, develop, report and monitor mitigation actions

LEGAL:
• Provides legal and strategic business advice to the Global Team
• Draft and review legal documents, and ensure all document content is accurate and detailed
• Conduct legal research and gather evidence
• Having a practical understanding of and hands-on experience with financial service laws and regulations in relation to banking, insurance and finance is advantageous
• Act as reviewer or translator for materials in the local language (Thai) as and when required.

• Male or Female
• Bachelor's Degree in Law
• At least 3 years of relevant experience
• Good command of written and spoken English
• A high degree of competence in Microsoft Word and other relevant software products (e.g., Microsoft PowerPoint & Excel, document management systems and databases)
• Highly developed organizational ability, sound judgment and attention to detail
• Self-initiating and takes a pro-active approach towards projects; seeks direction and advice as needed but is also prepared to take ownership and progress tasks independently
• Willingness to travel to key meetings of the Group
• Able to work under pressure and remain focused
• Responds promptly to firm-wide requests for work product, expertise, training materials and other information
• Able to communicate (written and verbal) effectively and clearly in English
• Works effectively within a large, matrix organizational structure with multiple reporting lines to accomplish organizational goals